Portfolio Manager

Bradley Roth – CIO/Portfolio Manager

Brad Roth is a founding principal and the Chief Investment Officer at THOR Financial Technologies. THOR launched THLV, a low-volatility exchange-traded fund (ETF), in September 2022. This ETF is distinctive for its strategic placement with a physical presence on the New York Stock Exchange (NYSE) floor, including the assignment of a designated market maker, a move that underscores the fund’s innovative approach to trading and liquidity.

With a background that spans more than ten years in the trading sector, Brad has accumulated extensive experience in trading operations and financial advisory roles. His expertise encompasses a broad range of financial instruments and markets, contributing to his proficient handling of investment strategies and fund management. Before his current role at THOR, Brad was a managing partner at Sardonyx Capital, where he was involved in managing a quantitative securities fund.

Brad also is the host of "Behind the Ticker" podcast which interviews ETF issuers and service providers.

Brad's academic background includes a Bachelor of Business Administration degree from Duquesne University, Pittsburgh, Pennsylvania, where he achieved honors. He furthered his education at New York University, where he completed the necessary coursework to earn the Certified Financial Planner® designation. Additionally, Brad holds a Series 66 and Series 3 license.

Cameron Roth – Portfolio Manager

Cameron Roth is a partner at THOR Financial Technologies and fund manager for THLV. THOR launched THLV, a low-volatility exchange-traded fund (ETF), in September 2022. Cameron's primary roles include the oversight of all THOR portfolios, maintaining and shifting allocations when appropriate, weekly performance and macroeconomic updates, along with strategy enhancement and development.

Cameron has gathered seven years experience in the finance industry, developing a broad range of knowledge across a wide array of financial instruments and market behavior which he uses to enhance current, and develop future, portfolios for THOR.

His academic background consists of a Bachelor of Investment Finance from Saint VIncent College, Latrobe, Pennsylvania. He is also Series 65 and Series 3 licensed.

Investors should consider the investment objectives, risks, and charges and expenses of the Fund before investing. The prospectus contains this and other information about the Fund and should be read carefully before investing. The prospectus may be obtained at 800-974-6964

Risk Considerations: The Fund is newly formed and has no operating history. ETF’s are subject to specific risks, depending on the nature of the underlying strategy of the fund. These risks could include liquidity risk, sector risk, as well as risks associated with fixed income securities, real estate investments, and commodities, to name a few. The Fund may be susceptible to an increased risk of loss to the extent that the Fund’s investments are concentrated in the securities of a particular issuer or issuers, country, group of countries, region, market, industry, group of industries, sector or asset class. While the shares of ETFs are tradeable on secondary markets, they may not readily trade in all market conditions and may trade at significant discounts in periods of market stress. ETFs trade like stocks, are subject to investment risk, fluctuate in market value and may trade at prices above or below the ETF's net asset value. Brokerage commissions and ETF expenses will reduce returns. There is no guarantee that the Fund will achieve its objective.

The THOR Low Volatility ETF is distributed by Northern Lights Distributors, LLC, Member FINRA/SIPC.

You may research the distributor using FINRA's BrokerCheck: brokercheck.finra.org

THOR Financial Technologies is not affiliated with Northern Lights Distributors, LLC.